| Brokerage Services1 |
| Transaction (stocks) at Riga Stock Exchange (under 10'000 LVL inclusive) |
0.35 % (min 1.50 LVL) |
| Transaction (stocks) at Riga Stock Exchange (over 10'001 LVL) |
0.30% |
| Transaction (LR Treasury Bills) at Riga Stock Exchange |
0.08% + 5 LVL |
| Block trade at Riga Stock Exchange |
0.25% |
| Start-up fee to system “I-BROKER” for operations at Riga Stock Exchange |
10 LVL |
| Monthly fee for using “I-BROKER” system at Riga Stock Exchange |
6 LVL |
| Transaction at Riga Stock Exchange using on-line system “I-BROKER” |
0.20% (min 1.00 LVL) |
| Start-up fee to system “I-BROKER” for operations at Riga Stock Exchange, Tallin Stock Exchange and Vilnius Stock Exchange |
10 LVL |
| Monthly fee for using “I-BROKER” system at Riga Stock Exchange, Tallin Stock Exchange and Vilnius Stock Exchange |
12 LVL |
| Transaction at Tallin Stock Exchange using on-line system “I-BROKER” |
0.20% ( min 25.00 EEK) |
| Transaction at Vilnius Stock Exchange using on-line system “I-BROKER” |
0.20% ( min 5.00 LTL) |
| Transaction at Tallin Stock Exchange |
0.35% (min 35 EEK) |
| Transaction at Vilnius Stock Exchange |
0.35% (min 7 LTL) |
| Transactions with shares of USA (NYSE, NASDAQ) |
0.03 USD per share (min 50 USD) |
| Transactions with shares of USA (NYSE, NASDAQ) (over 30'000 stocks per day) |
individually, information in the Bank |
| Transaction with USA options2 |
15 USD (min 25 USD) |
| Contract in transaction with USA options |
2.50 USD |
| Transaction (stocks) at European Stock Exchanges (amount of the bargain under 100'000 EUR inclusive) |
0.4% (min 50 EUR) |
| Transaction (stocks) at European Stock Exchanges (amount of the bargain over 100'000 EUR) |
individually, information in the bank |
| RTS (РТС) and OTC market (Over the Counter market) under 50 000 USD |
0.25% (min 20 USD) |
| RTS (РТС) and OTC market (Over the Counter market) over 50 000 USD and under 100 000 USD |
0.2% (min 125 USD) |
| RTS (РТС) and OTC market (Over the Counter market) over 100 000 USD |
0.15% (min 200 USD) |
| Transaction (stocks) MICEX (ММВБ) using digital trading platform under 300 000 RUR |
0.19% |
| Transaction (stocks) MICEX (ММВБ) using digital trading platform over 300 000 RUR and under 1 000 000 RUR |
0.15% |
| Transaction (stocks) MICEX (ММВБ) using digital trading platform over 1 000 000 RUR and under 3 000 000 RUR |
0.10% |
| Transaction (stocks) MICEX (ММВБ) using digital trading platform over 3 00 000 RUR |
0.08% |
| Transaction (bonds) MICEX under 300 000 RUR |
0.50% |
| Transaction (bonds) MICEX over 300 000 RUR and under 1 000 000 RUR |
0.30% |
| Transaction (bonds) MICEX over 1 000 000 RUR and under 3 000 000 RUR |
0.20% |
| Transaction (bonds) MICEX over 3 00 000 RUR |
0.12% |
| Transaction (bonds) MICEX using digital trading platform under 300 000 RUR |
0.19% |
| Transaction (bonds) MICEX using digital trading platform over 300 000 RUR and under 1 000 000 RUR |
0.15% |
| Transaction (bonds) MICEX using digital trading platform over 1 000 000 RUR and under 3 000 000 RUR |
0.10% |
| Transaction (bonds) MICEX using digital trading platform over 3 00 000 RUR |
0.08% |
| Transactions with Eurobonds |
0.1% from face value (min 10 USD / 10 EUR) |
| Purchase of Parex investment funds shares (Parex Eastern European Local Currency Bond fund) |
1.50% |
| Purchase of Parex investment funds shares (Parex Balanced Fund) |
1.00% |
| Purchase of Parex investment funds shares (Parex Eastern European Bond Fund) |
1.00% |
| Purchase of Parex investment funds shares (Parex Eastern European Balanced Fund) |
1.50% |
| Purchase of Parex investment funds shares (Parex Russian Equity Fund) |
2.50% |
| Purchase of Parex investment funds shares (Parex Caspian Sea Equity Fund) |
2.50% |
| Purchase of Parex investment funds shares (Parex Baltic Sea Equity Fund) |
2.00% (min 17 EUR) |
| Purchase of Parex investment funds shares (Parex Ukrain Equity Fund) |
2.50% |
| Purchase of Parex investment funds shares (Parex Universal Strategy Fund – EUR, USD) |
1.50% |
| Purchase of Parex investment funds shares (Parex Balanced Strategy Fund – EUR, USD) |
2.00% |
| Purchase of Parex investment funds shares (Parex Active Strategy Fund – EUR, USD) |
2.50% |
| Purchase of shares of foreign money market investment funds registered in FCMC of the Republic of Latvia |
free of charge |
| Purchase of shares of foreign debt investment funds registered in FCMC of the Republic of Latvia |
1.00% (min 17 EUR or equivalent in another currency) |
| Purchase of shares of foreign mixed (balanced) investment funds registered in FCMC of the Republic of Latvia |
1.50% (min 17 EUR or equivalent in another currency) |
| Purchase of shares of foreign stock/hedge and others investment funds registered in FCMC of the Republic of Latvia |
2.00% (min 17 EUR or equivalent in another currency) |
| Selling of shares of investment funds: |
|
| Redemption of Parex investment fund shares |
free of charge |
| Redemption of shares of foreign investment funds registered in FCMC of the Republic of Latvia |
5 EUR (or equivalent in another currency) |
| Comission for premature cancellation of REPO deals |
25 EUR |
Effective from 01.09.2008.
| Financial instruments accounts administration, financial instruments custody and transaction settlements 3 |
| |
Private persons |
Legal entities4 |
| 1. Opening of a financial instruments account |
2.00 LVL (or equivalent in another currency) |
5.00 LVL (or equivalent in another currency) |
| 2. Financial instruments custody5 |
| 2.1. Financial instruments registered in Latvian Central Depository: |
| 2.1.1. Stocks |
0.009% |
0.01% |
| 2.1.2. Treasury Bills of the Republic of Latvia |
0.002% |
0.003% |
| 2.1.3. Other bonds |
0.005% |
| 2.2. Investment funds shares: |
| 2.2.1. Parex investment funds |
|
| 2.2.1.1. Parex investment funds registered in the Republic of Latvia |
0.0075% |
0.0075% |
| 2.2.1.2. Parex investment funds registered in foreign country (the Ukrain, Lithuania, Russia) |
0.0075% |
0.0075% |
| 2.2.2. Other investment funds registered in Latvia |
0.01% |
| 2.2.3. Other foreign investment funds |
0.0075% |
| 2.3. Financial instruments of Lithuanian domestic market |
0.006% |
0.007% |
| 2.4. Financial instruments of Estonian domestic market |
0.006% |
0.007% |
| 2.5. Financial instruments registered in Euroclear/Clearstream depositories |
0.006% |
0.007% |
| 2.6. USA domestic market bonds |
0.006% |
0.007% |
| 2.7. Financial instruments of Poland domestic market |
0.006% |
0.007% |
| 2.8. Financial instruments of Denmark domestic market |
0.006% |
0.007% |
| 2.9. Financial instruments of Norway domestic market |
0.006% |
0.007% |
| 2.10. Financial instruments of Finland domestic market |
0.006% |
0.007% |
| 2.11. Financial instruments of Sweden domestic market |
0.006% |
0.007% |
| 2.12. Financial instruments of Russian domestic market: |
| 2.12.1. Stocks for trade at Russian Trade System or outside stock exchange (for one issuer) |
5.00 USD |
| 2.12.2. Stocks for trade at Moscow Interbank Currency Exchange |
60.00 RUR |
100.00 RUR |
| 2.12.3. RUR denominated bonds |
0.005% |
| 2.13. Minimum commission for custody of financial instruments |
0.50 LVL |
2.00 LVL |
| 2.14. Custody of financial instruments related to customer's REPO deals |
In accordance with currently valid fees for custody of respective financial instruments |
| 3. De-registration of financial instruments |
3.00 LVL |
| 4. Transfer of financial instruments |
| 4.1. Transfer of Treasury Bills of the Republic of Latvia |
2.00 LVL |
| 4.2. Transfer of investment funds shares registered in the
Republic of Latvia (for 1 issue) |
| 4.2.1. Parex investment funds |
1.50 LVL |
| 4.2.2. Other investment funds |
2.00 LVL |
| 4.3. Transfer of other financial instruments of Latvian domestic market
(for 1 issue) |
8.00 LVL |
| 4.4. DVP transfers and settlements (for each notice) |
4.00 LVL |
| 4.5. Transfer of financial instruments of Estonian domestic market |
50.00 EEK |
| 4.6. Transfer of financial instruments of Lithuanian domestic market |
10.00 LTL |
| 4.7. Transfer of financial instruments of Poland domestic market |
100.00 PLN |
| 4.8. Transfer of financial instruments of Denmark domestic market |
250.00 DKK |
| 4.9. Transfer of financial instruments of Norway domestic market |
250.00 NOK |
| 4.10. Transfer of financial instruments of Finland domestic market |
25.00 EUR |
| 4.11. Transfer of financial instruments of Sweden domestic market |
250.00 SEK |
| 4.12. Transfer of financial instruments to Euroclear/Clearstream depositories |
15.00 EUR |
| 4.13. Transfer of financial instruments to USA domestic depositories |
30.00 USD |
| 4.14. Stocks for trade at Russian Trade System |
40.00 USD |
| 4.15. Stocks for trade at Moscow Interbank Currency Exchange and bonds |
100.00 RUR |
| 4.16. Transfer between two bank clients' financial instruments
accounts: |
| 4.16.1. commission from client who transfers financial instruments |
1.00 LVL (2.00 USD, 1.50 EUR) |
| 4.16.2. commission from client who receives financial instruments |
free of charge |
| 4.17.
Funds transfers from financial instruments' accounts to current accounts (in Customer service centre, in Parex Online Banking - free form order) |
as money transfer from Current Account |
| 4.18.
Funds transfers from financial instruments' accounts to current accounts (in Parex Online Banking – payment to one's own account) |
free of charge |
| 5. Reception of financial instruments |
| 5.1. Reception of financial instruments from Latvian, Lithuanian, Estonian depositories |
free of charge |
| 5.2. Reception of financial instruments from Euroclear/Clearstream depositories |
5.00 EUR |
| 5.3. Reception of financial instruments from USA depositories |
20.00 USD |
| 5.4. Stocks for trade at Russian Trade System |
20.00 USD |
| 5.5. Stocks for trade at Moscow Interbank Currency Exchange
and bonds |
30.00 USD |
| 6. Reports and statements for clients |
| 6.1. Portfolio, account, transaction statements |
free of charge |
| 6.2. Transaction statement (after each deal) |
free of charge |
| 6.3. Transaction statement (repeatedly, at the client’s request) |
3.00 LVL/ 4.50 EUR/ 6.00 USD (or equivalent in another currency) |
| 6.4. Non-standard statement on client's request |
min 5.00 LVL (or equivalent in another currency) |
| 7. Shares blocking for shareholders' meeting |
5.00 LVL |
| 8. Pledge registration on the client's financial instruments
account |
10.00 LVL |
| 9. Bank's participation in shareholders meeting on behalf
of the client |
negotiated |
| 10. Transaction settlements |
| 10.1. Settlements for transactions at the Riga
Stock Exchange: |
| 10.1.1. Continuous market |
free of charge |
| 10.1.2. Other transactions |
1.00 LVL |
| 10.2. Settlements for issue/buy-back of investment
fund shares: |
| 10.2.1. Parex investment funds registered in the Republic of Latvia |
free of charge |
| 10.2.2. Other investment funds registered in Latvia |
2.00 LVL |
| 10.3. Settlements with Euroclear/Clearstream depositories |
5.00 EUR |
7.00 EUR |
| 10.4. Settlements for transactions with depository receipts
traded at London Stock Exchange |
from 6 up to 20 USD |
| 10.5. Settlements with USA domestic depositories: |
| 10.5.1. Bonds |
20.00 USD |
| 10.5.2. Stocks |
free of charge |
| 10.6. Settlements with financial instruments of Estonian
domestic market |
15.00 EEK |
| 10.7. Settlements with financial instruments of Lithuanian
domestic market |
3.50 LTL |
| 10.8. Settlements with financial instruments of Denmark domestic
market |
150.00 DKK |
| 10.9. Settlements with financial instruments of Norway domestic
market |
150.00 NOK |
| 10.10. Settlements with financial instruments of Finland
domestic market |
15.00 EUR |
| 10.11. Settlements with financial instruments of Sweden domestic
market |
150.00 SEK |
| 10.12. Settlements with financial instruments of Poland domestic
market |
50.00 PLN |
| 10.13. Settlements with stocks of Russian companies: |
| 10.13.1. making a deal with broker assistance at RTS (Russian
Trade System) or outside-stock exchange market |
30.00 USD |
| 10.13.2. making a deal with broker assistance at MICEx (Moscow
Interbank Currency Exchange)6 |
100.00 RUR |
| 10.13.3. a deal without broker assistance |
40.00 USD |
| 10.13.4. DVP deals at RTS (Russian Trade System), if stocks
are received |
30.00 USD |
| 10.13.5. DVP deals at RTS (Russian Trade System), if stocks
are transferred |
30.00 USD |
| 10.14. Settlements between two bank clients'
financial instruments accounts: |
| 10.14.1. fee for seller of financial instruments |
1.00 LVL (2.00 USD, 1.50 EUR) |
| 10.14.2. fee for buyer of financial instruments |
free of charge |
10.15. Repo transactions (financial instruments
sale to the Bank and repurchase from the Bank): |
| 10.15.1. Treasury Bills of the Republic of Latvia |
2.00 LVL |
| 10.15.2. Investment fund shares registered in the Republic of Latvia |
2.00 LVL |
| 10.15.3. Investment fund shares registered in another country |
3.00 EUR |
4.00 EUR |
| 10.15.4. Other financial instruments of Latvian domestic
market |
8.00 LVL |
| 10.15.5. Financial instruments of Estonian domestic market |
15.00 EEK |
| 10.15.6. Financial instruments of Lithuanian domestic
market |
3.50 LTL |
| 10.15.7. Financial instruments of Lithuanian domestic
market |
5.00 USD |
| 10.15.8. Financial instruments of Lithuanian domestic
market |
100.00 RUR |
| 10.15.9. Financial instruments registered in Euroclear/Clearstream
depositaries |
3.00 EUR |
4.00 EUR |
| 10.15.10. Other financial instruments |
3.00 EUR |
4.00 EUR |
| 10.15.11. Extension of REPO transaction without movement
of financial instruments |
free of charge |
| 11. Return of erroneous instruction to a client |
1.00 LVL |
| 12. Fee for negative balance of clients' cash
account for performing financial instruments transactions7: |
| 12.1. for USD, RUR currencies (percent per year) |
12% |
| 12.2. for LVL, EUR and other currencies (percent per year) |
10% |
| 13. Withholding tax services: tax allocation, tax сertification |
min 25.00 LVL |
| 14. Dividends of foreign securities and interest payments income tax reclaim |
50.00 LVL |
Effective from 25.08.2008. 
